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The Responsible Entity for AIQ will:

Act in the best interests of unitholders as a whole pursuant to the Corporations Act, Constitution and Compliance Plan on a day to day basis. This is the most fundamental duty of an RE;

Maintain a Compliance Plan pursuant to Part 5C.5 of the Corporations Act;

Identify and monitor all deadlines to ensure compliance with statutory reporting

Responsible Entity: Columbus Investment Services Ltd requirements on investor reporting, Scheme accounts, tax returns, BAS, TFN, AIIR reporting, amongst others;

Ensure that the engaged service provider attends to the preparation and lodgement of the Scheme accounts, tax returns, BAS, TFN, AIIR reports;

Engage a Scheme compliance plan, account and tax auditor(s), and other relevant agents;

Attend to auditor enquiries in relation to the compliance plan, accounts and tax audits;

Sign all statutory accounts and tax returns;

Maintain appropriate NTA, resources, compliance reporting structure, licences and insurance to act as an approved RE;

Ensure appropriate complaint handling mechanisms are in place and maintain membership of an approved external Complaints Handling Scheme. The RE is a member of the Financial Ombudsman Service.

Key corporate governance documents

The following documents provide additional information on our corporate governance practices: